Membership in the Society serves the important purposes of promoting professional development and serving the best interests of member firms and the industry generally.
Members' activities include:
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Organizing educational programs on legal and compliance issues of general interest to the industry, including its regulators and those who provide various professional services to SIFMA member firms.
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Providing opportunities for both formal and informal contacts with industry, regulatory and self-regulatory organizations to discuss matters of common concern and promote understanding of the compliance and legal functions in a dynamic regulatory environment.
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Formulating positions and suggesting approaches to be taken by SIFMA-CL on proposed industry laws, rules and regulations and other matters of a compliance and legal nature.
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Providing assistance to individual members and firms with which they are affiliated on compliance and legal matters of general concern or importance to the industry.
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Coordinating positions with other Societies and standing committees of SIFMA.
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Promoting the exchange of information among members.
For questions on Society Membership or Society Programs, please contact SIFMA-Societies@sifma.org.
