|
Mission Statement of Sub-Committee: |
The mission of the SIFMA Compliance and Legal Society Regional Firm Committee is to foster communication between senior compliance and legal professionals for the purpose of providing education and opportunity for regional firm members and enhancing the diversity of the society membership and executive committee. |
|
| Chairperson: |
1245 J. J. Kelley Memorial Drive
St. Louis, MO 63131
|
|
|
|
|
|
Members: |
|
|
|
|
|
|
Scott & Stringfellow
|
|
|
|
|
|
Stifel, Nicolaus & Company, Inc.
|
|
|
First Southwest Securities
|
|
|
|
|
|
|
|
|
Janney Montgomery Scott LLC
|
|
|
Charles Schwab & Co., Inc.
|
|
|
Janney Montgomery Scott LLC
|
|
|
Jefferies & Company Inc.
|
|
|
SunTrust Robinson Humphrey Inc.
|
|
|
|
|
|
Raymond James Financial, Inc
|
|
|
Davenport & Company, LLC
|
|
|
John McDermott
LPL Financial |
|
|
|
|
|
SVP/Institutional Compliance
|
|
|
|
Stephens Investment Management Group
|
|
|
|
|
|
|
|
|
|
|
|
LPL Financial Corp.
|
|
|
William Blair & Company, LLC
|
|
|
|
|
|
|
|
