Capital Markets/Institutional Sub-Committee

Mission Statement of Sub-Committee:

To identify issues of common concern related to institutional (i.e., non-retail) capital markets and transactional activity through the exchange of ideas, regulatory experiences, market practices and creative solutions applied to specific challenges. When necessary take one of the following courses of action: 1) contact the appropriate regulatory organization for guidance and/or assistance; or 2) elevate  pertinent issues to the SIFMA C&L Executive Committee to determine what, if any, action is required (e.g., comment letter, meeting with regulators, etc.).

  Members: