2009 SIFMA-CL Officers

Officer/Affiliation	Telephone/Fax
Edward G. Turan President Citigroup Global Markets Inc. 388 Greenwich Street, 17th Floor New York, NY 10013	(212) 816-0111 Tel
Linda Yarden Executive Vice President Goldman, Sachs & Co. 85 Broad St. New York, NY 10004	(212) 902-0726 Tel (212) 428-9084 Fax
I. Scott Bieler Secretary Fidelity Investments 82 Devonshire Street Boston, MA 02109	(617) 563-9188 Tel
Cathleen Shine Treasurer Alliance Bernstein LP 1345 Avenue of the Americas New York, NY 10105	(212) 969-1420 Tel (212) 969-6146 Fax
R. Gerald Baker Executive Director 315 N. Golden Beach Drive Kewadin, MI 46848	(231) 599-3070 Tel (231) 599-9413 Fax
Howard Plotkin Vice President, Administration & Membership Barclays Capital 745 Seventh Avenue New York, NY 10019	(212) 526-0624 Tel (646) 758-1609 Fax
Raymond J. Dorado Vice President, Administration & Membership The Bank of New York Mellon One Wall Street; 11th Floor New York, NY 10286	(212) 635-1643 Tel (212) 635-1667 Fax
Michelle Oroschakoff Vice President, Compliance Morgan Stanley Harborside Financial Center 34 Eachange Place; Plaza 2 - 2nd Floor Jersey City, NJ 07311	(201) 830-5071 Tel (914) 729-2878 Fax
Louise Guarneri Vice President, Education Credit Suisse One Madison Ave.; 9th Fl. New York, NY 10010	(212) 538-3141 Tel (917) 326-7917 Fax
Bari Jane Wolfe Vice President, Institutional Barclays Capital 745 Seventh Ave New York, NY 10019	(212) 526-0617 Tel (212) 520-9644 Fax
Harris I. Suffian Vice President, Institutional First New York Securities LLC 90 Park Avenue New York, NY 10016	(212) 331-6853 Tel (212) 331-6753 Fax
Stephen C. Strombelline Vice President, International BNP Paribas Securities Corp. 787 Seventh Ave. New York, NY 10019	(212) 841-2657 Tel (212) 841-2309 Fax
David C. Prince Vice President, Legal Stephens Inc. 111 Center Street; 23rd Floor Little Rock, AR 77201	(501) 377-2151 Tel (501) 377-2677 Fax
Pamela P. Root Vice President, Legal Goldman, Sachs & Co. 85 Broad Street; 11th Floor New York, NY 10004	(212) 902-2203 Tel (917) 343-2426 Fax
Tracy Whille Vice President, Member Communication MFGlobal Inc. 717 5th Ave. New York, NY 10022-8101	(212) 586-6516 Tel (212) 319-1012 Fax
Pamela K. Cavness Vice President, Regional Edward Jones 1245 J.J. Kelly Memorial Drive; 7th Floor St. Louis, MO 63131	(314) 515-9715 Tel (314) 515-4080 Fax
Stephen T. Gannon Vice President, Strategic Planning Capital One Financial Corporation 1680 Capital One Drive McLean, VA 22102	(703) 720-2268 Tel (703) 720-2246 Fax