SIFMA - Compliance &amp; Legal Society - Articles SIFMA - Compliance &amp; Legal Society Article RSS http://www.sifmacl.org SIFMA - Compliance &amp; Legal Society Article RSS feed. . SIFMA - Compliance &amp; Legal Society http://www.sifmacl.org/tresources/en/images/icons/tendenci34x15.gif SIFMA - Compliance &amp; Legal Societyhttp://www.sifmacl.org no Copyright 2005, SIFMA - Compliance &amp; Legal Society Tendenci Membership Management Software by Schipul - The Web Marketing Company en-us noemail@sifmacl.org Thu, 09 Sep 2010 13:16:59 GMT Articles http://www.sifmacl.org/en/art/53/ December 2007 Monthly Luncheon &nbsp; <div align="center"><img alt="" src="https://members.siacl.com/core/CO41DownloadFile.aspx?fileID=203190&amp;hash=YkBylRMQdQH84Yfuv%2f5S%2bhVNk9ABAwUH" border="0" /></div> &nbsp;&nbsp; <div style="font-size: 10pt" align="center"><strong><span style="font-size: 24pt"><strong style="font-size: 14pt">December 2007</strong></span><span style="color: #800000"><font style="font-size: 10pt" color="#000000"><font style="font-size: 14pt" size="5">&nbsp;- Monthly Luncheon</font><span style="color: black; mso-bidi-font-size: 10.0pt; mso-bidi-font-family: Arial"><font size="2"> <O:P></O:P></font></span></font></span></strong></div> <div style="font-size: 10pt" align="left">&nbsp;</div> <span style="font-family: Arial"> <div style="font-size: 12pt" align="center"><ST1:PLACENAME w:st="on">The Princeton Club</ST1:PLACENAME>&nbsp;&nbsp;•&nbsp;&nbsp;<ST1:PLACE w:st="on"><ST1:CITY w:st="on">New York, NY</ST1:CITY></div> <div style="font-size: 12pt" align="center"></ST1:PLACE>Thursday, December&nbsp;18th of 2007</div> </span><span style="font-size: 10pt"> <div style="font-size: 12pt" align="center">&nbsp;</div> <div style="font-size: 12pt" align="left"><span style="font-size: 10pt">Luncheon Panelists:</span></span><strong><br> <span style="font-size: 10pt"><br> Gerald&nbsp;Baker, <em>Executive Director, SIFMA-CL</em><br> Marc Menchel, <em>Executive Vice President and General Counsel for Regulation, FINRA </em></span><span style="font-size: 10pt">Grace Vogel, <em>Executive Vice President, Member Regulation</em>, <em>FINRA </em></span></strong><br> </div> <div style="font-size: 10pt" align="left">&nbsp;</div> <div style="font-size: 10pt" align="left">Materials:&nbsp;&nbsp;&nbsp;<a href="http://www.intermediapg.com/SIFMACL/Monthly Luncheons/December 2007 - General Monthly Luncheon Notes.pdf">December <u><font color="#007394"><u><font color="#007394">Monthly Luncheon Remarks</font></u></font></u></a></div> <p style="text-align: center" align="center"><font color="#000000"></font>&nbsp;</p> <br><br>Dec 19, 2008 8:00 AM December 2007 Monthly Luncheon &nbsp; <div align="center"><img alt="" src="https://members.siacl.com/core/CO41DownloadFile.aspx?fileID=203190&amp;hash=YkBylRMQdQH84Yfuv%2f5S%2bhVNk9ABAwUH" border="0" /></div> &nbsp;&nbsp; <div style="font-size: 10pt" align="center"><strong><span style="font-size: 24pt"><strong style="font-size: 14pt">December 2007</strong></span><span style="color: #800000"><font style="font-size: 10pt" color="#000000"><font style="font-size: 14pt" size="5">&nbsp;- Monthly Luncheon</font><span style="color: black; mso-bidi-font-size: 10.0pt; mso-bidi-font-family: Arial"><font size="2"> <O:P></O:P></font></span></font></span></strong></div> <div style="font-size: 10pt" align="left">&nbsp;</div> <span style="font-family: Arial"> <div style="font-size: 12pt" align="center"><ST1:PLACENAME w:st="on">The Princeton Club</ST1:PLACENAME>&nbsp;&nbsp;•&nbsp;&nbsp;<ST1:PLACE w:st="on"><ST1:CITY w:st="on">New York, NY</ST1:CITY></div> <div style="font-size: 12pt" align="center"></ST1:PLACE>Thursday, December&nbsp;18th of 2007</div> </span><span style="font-size: 10pt"> <div style="font-size: 12pt" align="center">&nbsp;</div> <div style="font-size: 12pt" align="left"><span style="font-size: 10pt">Luncheon Panelists:</span></span><strong><br> <span style="font-size: 10pt"><br> Gerald&nbsp;Baker, <em>Executive Director, SIFMA-CL</em><br> Marc Menchel, <em>Executive Vice President and General Counsel for Regulation, FINRA </em></span><span style="font-size: 10pt">Grace Vogel, <em>Executive Vice President, Member Regulation</em>, <em>FINRA </em></span></strong><br> </div> <div style="font-size: 10pt" align="left">&nbsp;</div> <div style="font-size: 10pt" align="left">Materials:&nbsp;&nbsp;&nbsp;<a href="http://www.intermediapg.com/SIFMACL/Monthly Luncheons/December 2007 - General Monthly Luncheon Notes.pdf">December <u><font color="#007394"><u><font color="#007394">Monthly Luncheon Remarks</font></u></font></u></a></div> <p style="text-align: center" align="center"><font color="#000000"></font>&nbsp;</p> no http://www.sifmacl.org/en/art/53/ Fri, 19 Dec 2008 13:00:00 GMT