Jun 25, 2009 12:00 PM  EST
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SIFMA-CL June 2009 Monthly Luncheon Notes
  
June 2009 - Monthly Luncheon
 
The Harvard Club  •  New York, NY
Thursday, June 25th of 2009
 
Luncheon Speakers:

        Moderator
        R. Gerald Baker
        Executive Director, SIFMA-CL
 
        Panelists
        Hans Reich
        Regional Director, New York, FINRA
 
        Mary Ann Gadziala
        Associate Director, SEC, Office of Compliance Inspections and Examinations
 
        Grace B. Vogel
        Executive Vice President, Member Regulation, FINRA
 
        James B. Wall
        Examining Officer, Federal Reserve Bank of New York

 
Materials:    
 
 
 

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Source: SIFMA-CL  
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