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The Compliance and Legal Division of the Securities Industry and Financial Markets Association, through the efforts of its members, has worked to foster an effective self-regulatory system for the securities industry for over forty years.
Through educational programs, communication and advocacy, the Division works to preserve and enhance the reputation of the industry and prepare its members for market changes and new trends. EVENT UPDATES:
SAVE THE DATE
SIFMA Compliance & Legal Division's
2010 Annual Seminar
May 5th - May 7th
Gaylord National
Hotel & Convention Center Washinton, DC
For more information, please click here.
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